Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Nelson is a registered Investment Advisor Representative with NFP Retirement Inc. John has been in the financial services industry for over 23 years and has a strong background in providing investment advice and financial planning services. John has held previous positions with Kestra Investment Services, LLC, LPL Financial LLC, and Financial Telesis Inc., among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/26/2015 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
CA
03/27/2015 - 04/02/2018
KESTRA INVESTMENT SERVICES, LLC (SANTA BARBARA CA)
CA
08/28/2013 - 04/14/2015
LPL FINANCIAL LLC (SANTA BARBARA CA)
CA
05/02/2005 - 08/28/2013
FINANCIAL TELESIS INC (SANTA BARBARA CA)
CA
01/07/2010 - 03/04/2013
HUB INTERNATIONAL INVESTMENT SERVICES INC. (SANTA BARBARA CA)
CA
03/15/2002 - 05/02/2005
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
MI
05/09/2000 - 08/15/2001
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
CA
04/18/1995 - 07/16/1998
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
IA
Issued 08/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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