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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Moses is a financial advisor who has been in the industry since September 22, 1980. John is currently registered with Morgan Stanley in New York and Florida. John has a broad range of experience and is registered to provide investment advice in a number of states. John has worked with a variety of clients throughout his career, including high-net-worth individuals, corporations, and institutional investors. John holds the Series 63, 65, 7, 9, 10 and SIE licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/15/2021 - Present
Morgan Stanley (BINGHAMTON NY)
FL
06/30/2006 - 01/21/2021
WELLS FARGO CLEARING SERVICES, LLC (VENICE FL)
NY
02/16/1988 - 07/05/2006
MORGAN STANLEY DW INC. (BINGHAMTON NY)
NA
01/02/1981 - 03/19/1988
E. F. HUTTON & COMPANY INC
NA
09/23/1980 - 02/14/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/09/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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