Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Mata is a financial advisor with over 20 years of experience in the industry. John has a strong track record of providing financial advice to individuals, families, and businesses. John is currently registered with Independent Financial Group, LLC and specializes in providing financial planning, pension consulting, and portfolio management services. John has held previous positions with SA Stone Wealth Management, Cetera Advisor Networks, Girard Securities, Kaiser and Company, Next Financial Group, Chase Investment Services, H&R Block Financial Advisors, Citigroup Global Markets, and Dean Witter Reynolds. John has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/17/2021 - Present
Independent Financial Group, LLC (Santa Barbara CA)
TX
01/08/2020 - 12/20/2021
SA STONE WEALTH MANAGEMENT INC. (THE WOODLANDS TX)
TX
11/01/2017 - 12/31/2019
CETERA ADVISOR NETWORKS LLC (THE WOODLANDS TX)
TX
09/08/2011 - 11/01/2017
GIRARD SECURITIES, INC. (THE WOODLANDS TX)
TX
10/07/2010 - 09/09/2011
KAISER AND COMPANY (THE WOODLANDS TX)
TX
11/09/2006 - 12/01/2009
NEXT FINANCIAL GROUP, INC. (CYPRESS TX)
TX
09/25/2006 - 11/08/2006
CHASE INVESTMENT SERVICES CORP. (THE WOODLANDS TX)
TX
02/14/2005 - 09/13/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (HOUSTON TX)
NY
08/09/2004 - 02/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MI
05/10/2001 - 08/09/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NY
09/06/2000 - 10/24/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/18/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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