linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Raymond Lugo

R.m. Stark & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Raymond Lugo

John Raymond Lugo is a registered representative with R.m. Stark & Co., Inc. John has been in the industry since 1994 and holds a Series 6, 7 and 63 securities license. John is also licensed in Florida, Maryland, Nevada, and Tennessee. John has previously worked at National Securities Corporation, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Invest Financial Corporation, Fin-Atlantic Securities, Inc., and Great Western Financial Securities Corporation.

Firm Information

John Lugo is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Lugo’s Registration & Firm History

FL

09/21/2016 - Present

R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)

FL

05/21/2010 - 09/19/2016

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

10/05/2009 - 05/27/2010

AMERIPRISE FINANCIAL SERVICES, INC. (PALM BEACH GARDENS FL)

FL

05/27/2005 - 10/05/2009

AMERIPRISE ADVISOR SERVICES, INC. (PALM BEACH GARDENS FL)

MO

05/29/2001 - 06/27/2005

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

12/14/1999 - 05/18/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

WI

07/31/1996 - 11/24/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

FL

07/11/1995 - 08/06/1996

FIN-ATLANTIC SECURITIES, INC. (JUPITER FL)

CA

07/14/1994 - 03/01/1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

Not sure if John Raymond Lugo is right for you?

Licenses & Designations

BC

Issued 08/29/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/07/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Raymond Lugo. Review regulatory record here.
Not sure if John Raymond Lugo is right for you?