Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Capuano is a financial advisor who has been working in the industry since August 3, 1996. John is currently registered with Canaccord Genuity LLC. John's prior registrations include Virtu Americas LLC, Virtu ITG LLC, and Knight Capital Americas, L.P.. John is registered in 9 states and holds a Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/2022 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
07/02/2012 - 05/26/2022
VIRTU AMERICAS LLC (New York NY)
NY
05/22/2019 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NJ
05/07/1996 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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