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John Raymond Buoni

Sovereign Financial Group, Inc.

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About John Raymond Buoni

John Raymond Buoni is a financial advisor with Sovereign Financial Group, Inc. John has been in the industry for over 25 years and has a strong background in providing financial planning and investment management services. He is a Chartered Financial Consultant and holds the Series 66, Series 7, and SIE licenses. Previously, John was a financial advisor at Janney Montgomery Scott LLC, PNC Investments, and J.J.B. Hilliard, W.L. Lyons, Inc. Sovereign Financial Group, Inc. is a firm that specializes in providing financial planning and investment management services to individuals, families, and businesses. The firm has a strong commitment to providing personalized service and building long-term relationships with its clients.

Firm Information

John Buoni is currently registered with Sovereign Financial Group, Inc.. Sovereign Financial Group, Inc. is a registered investment advisor based in Stamford, CT. The firm provides financial planning, portfolio management, and educational seminars to individuals, corporations, high-net-worth individuals, charitable organizations, and pension plans. The firm manages approximately $716.89 million in assets and has 16 investment advisor representatives.
Sovereign Financial Group, Inc.

35 WEST BROAD STREET

STAMFORD, CT 06902

$716.90M

Assets Under Management

56

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Buoni’s Registration & Firm History

CT

07/07/2023 - Present

Sovereign Financial Group, Inc. (STAMFORD CT)

PA

05/19/2006 - 06/02/2023

JANNEY MONTGOMERY SCOTT LLC (WEST CHESTER PA)

PA

01/01/2004 - 05/30/2006

PNC INVESTMENTS (NEWTON SQUARE PA)

KY

05/26/2000 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

MD

10/23/1997 - 06/05/2000

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 11/25/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for John Raymond Buoni. Review regulatory record here.
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