Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Bastian is a financial advisor with over 29 years of experience in the industry. John holds a Series 6, 7, 24, 26, 51, and 63 securities licenses and is registered with Principal Securities, Inc. in Arizona. John has previously held positions at 1717 Capital Management Company and Mutual of Omaha Investor Services, Inc. John specializes in investment management for individuals and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AZ
10/17/2002 - Present
Principal Securities, Inc. (PHOENIX AZ)
DE
04/27/1998 - 10/23/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NE
04/14/1993 - 03/19/1998
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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