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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raymond Baracy is a financial advisor at Robert W. Baird & Co. Inc., located in Century City, Los Angeles. John has been in the industry since 2003, and has experience with a variety of financial products and services. John has a Series 7, 50, 52TO, 53 and 63 license and is registered in Arizona, California, Hawaii and Nevada. John has previously worked for RAYMOND JAMES & ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, STONE & YOUNGBERG LLC and RBC DAIN RAUSCHER INC.. John's specializations include investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
02/08/2024 - Present
Robert W. Baird & Co. Inc. (Los Angeles CA)
CA
06/06/2018 - 02/12/2024
RAYMOND JAMES & ASSOCIATES, INC. (Los Angeles CA)
CA
09/30/2011 - 06/19/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)
CA
03/05/2007 - 09/30/2011
STONE & YOUNGBERG LLC (LOS ANGELES CA)
CA
01/14/2003 - 03/16/2007
RBC DAIN RAUSCHER INC. (LOS ANGELES CA)
BC
Issued 10/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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