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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cullinane, Jr. is a Registered Representative and Investment Advisor Representative associated with UBS Financial Services Inc. John has over 30 years of experience in the financial services industry. He specializes in providing financial advice and investment management services to individuals, families, businesses, and retirement plans. John is committed to helping clients achieve their financial goals through a personalized approach. He is also committed to staying up-to-date on the latest market trends and investment strategies. John has been with UBS Financial Services Inc. since 2014. Prior to that, he was with PaineWebber Incorporated and Blythe Eastman Paine Webber Incorporated. John holds a Series 7, Series 27, and Series 66 license, and is registered to offer securities and investment advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
09/18/2018 - Present
UBS Financial Services Inc. (STAMFORD CT)
NA
06/01/1984 - 12/27/1985
PAINEWEBBER INCORPORATED
NA
01/19/1981 - 06/01/1984
BLYTH EASTMAN PAINE WEBBER INCORPORATED
BOTH
Issued 03/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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