Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ray Earnhardt is an investment advisor representative at Raymond James & Associates, Inc., having joined the firm in February 2013. John has over 40 years of experience in the financial services industry, starting his career at E. F. Hutton & Company Inc in 1982. John has worked at several other firms including Marion Bass Securities Corporation, Lehman Brothers Inc., Citigroup Global Markets Inc. and Morgan Keegan & Company, Inc. John is licensed in 27 states, including North Carolina where John is also an active Investment Advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/13/2013 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
02/20/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
NC
07/31/1993 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/25/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/02/1982 - 03/17/1983
MARION BASS SECURITIES CORPORATION
IA
Issued 08/20/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Earnhardt is the right advisor for you? Invested Better is here to help.
