Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raring is a financial advisor with over 28 years of experience in the financial services industry. John is currently registered with LPL Financial LLC and holds Series 7, Series 63, and Series 66 securities licenses as well as a state investment advisor license. John has worked with UBS Financial Services, First Republic Securities Company, and J.P. Morgan Securities. John provides financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/04/2024 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
09/06/2023 - 06/05/2024
J.P. MORGAN SECURITIES LLC (Newport Beach CA)
CA
09/02/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEWPORT BEACH CA)
CA
03/27/2012 - 09/11/2015
UBS FINANCIAL SERVICES INC. (IRVINE CA)
NY
11/01/2002 - 04/03/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
12/05/2000 - 03/11/2002
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
AZ
04/11/1996 - 02/23/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/08/1998 - 11/29/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
07/22/1992 - 05/03/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 04/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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