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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Randolph Enders is a financial advisor with over 30 years of experience in the financial services industry. John has been registered with RBC Capital Markets, LLC since February 2018. Before joining RBC, John worked with Edward Jones, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Charles Schwab & Co., Inc. John is a Series 7, 9, 10, 24, 63 and 65 licensed professional. John specializes in providing financial advice to high-net-worth individuals, families, and businesses. He is also a registered Investment Advisor in California, Texas and the Virgin Islands. John's expertise includes portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/31/2023 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
10/06/2017 - 02/09/2018
EDWARD JONES (WALNUT CREEK CA)
CA
10/24/2012 - 10/10/2017
MORGAN STANLEY (OAKLAND CA)
CA
08/02/2011 - 10/08/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
06/01/2009 - 08/04/2011
MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)
CA
08/09/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BERKELEY CA)
CA
08/13/1992 - 02/02/2006
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
IN
04/20/1992 - 06/16/1992
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
MO
03/21/1989 - 10/28/1989
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 12/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/30/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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