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John Randolph Elliott

BA Securities, LLC

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About John Randolph Elliott

John Randolph Elliott is a financial professional with BA Securities, LLC. John's experience includes working as a Registered Representative for BA Securities, LLC. John passed the Series 63, Series 79TO and SIE exams. John is currently registered in Pennsylvania and has been in the securities industry since 2022.

Firm Information

John Elliott is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Elliott’s Registration & Firm History

PA

05/31/2022 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 10/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Randolph Elliott.
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