Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Randolph Bender is a financial advisor with over 30 years of experience in the financial services industry. Currently, John is a registered representative with Ameriprise Financial Services, LLC. He has been a member of the Ameriprise team since 2014. John has also held previous positions with EK Riley Investments, LLC and D.A. Davidson & Co. John has a strong background in providing financial planning, portfolio management, and asset allocation services to individuals and businesses. He also specializes in pension consulting and educational seminars. John holds numerous licenses and certifications including the Series 7, 10, 24, 31, 63, 66, and 87. He is also a board member for two organizations. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
01/05/2015 - Present
Ameriprise Financial Services, LLC (Seattle WA)
WA
10/01/2010 - 12/26/2014
EK RILEY INVESTMENTS, LLC (SEATTLE WA)
WA
09/17/1998 - 10/05/2010
D.A. DAVIDSON & CO. (BELLEVUE WA)
MN
09/19/1989 - 10/13/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 07/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/13/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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