Unclaimed
John Ralph Natalo is a financial advisor associated with LPL Financial LLC in Katonah, NY. John has been in the industry since 1990 and holds Series 3, 7, 63 and 65 licenses. John is also a Certified Financial Planner. John previously worked at Ameriprise Financial Services, LLC and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/10/2021 - Present
LPL Financial LLC (KATONAH NY)
NY
10/29/1990 - 11/15/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Katonah NY)
MN
10/29/1990 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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