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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ralph Lynch is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Little Rock, AR. John Lynch has been in the securities industry since April 22, 1985. Lynch is a registered investment advisor representative (IAR) with Stifel, Nicolaus & Company, Inc. in Arkansas and a registered investment advisor representative (IAR) with Stifel, Nicolaus & Company, Inc. in Texas. Prior to Stifel, Nicolaus & Company, Inc., John Lynch was employed by Sterne, Agee & Leach, Inc. and Stephens Inc. John Lynch is also a registered representative with Stifel, Nicolaus & Company, Inc. in Arkansas, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Indiana, Kansas, Louisiana, Michigan, Minnesota, Mississippi, Montana, Nevada, Oklahoma, South Carolina, Texas, Utah, Virginia, and Wisconsin. John Lynch offers financial planning, pension consulting, educational seminars, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
02/02/2024 - Present
Stifel, Nicolaus & Company, Inc. (LITTLE ROCK AR)
AR
03/30/1998 - 07/07/2015
STERNE, AGEE & LEACH, INC. (LITTLE ROCK AR)
AR
05/23/1986 - 04/01/1998
STEPHENS INC. (LITTLE ROCK AR)
NA
04/23/1985 - 05/27/1986
SWINK & COMPANY, INC.
IA
Issued 11/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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