Unclaimed
John Ralph Howard is a financial advisor at Cetera Advisors LLC. John has over 50 years of experience in the financial services industry, having worked at several firms before joining Cetera Advisors LLC in 2016. John holds licenses including Series 7TO, SIE, and Series 1. John is currently registered with the states of Georgia, New Jersey and Texas. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
10/03/2016 - Present
Cetera Advisors LLC (ATLANTA GA)
GA
01/05/2004 - 10/03/2016
INVESTORS CAPITAL CORP. (ATLANTA GA)
GA
06/13/2002 - 12/31/2003
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
NY
05/03/1999 - 06/04/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/16/1991 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
03/25/1983 - 12/10/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
06/02/1970 - 04/15/1983
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
11/25/1969 - 01/30/1972
GEORGIA INTERNATIONAL SECURITIES COMPANY
BC
Issued 04/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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