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John Raiche Vadnais

National Financial Services LLC

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About John Raiche Vadnais

John Vadnais is a financial professional with over 30 years of experience in the industry. John currently works for National Financial Services LLC. John has passed several industry exams including the Series 7, Series 9, Series 10, and SIE. John holds the Series 63 and 99TO licenses. Prior to joining National Financial Services LLC, John worked for CHARLES SCHWAB & CO., INC., F.S.G. FINANCIAL SERVICES GROUP, INC., and INVESTORS CENTER, INC.

Firm Information

John Vadnais is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Vadnais’s Registration & Firm History

NJ

09/27/2001 - Present

National Financial Services LLC (JERSEY CITY NJ)

TX

02/22/1990 - 07/27/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

FL

03/28/1989 - 05/31/1989

F.S.G. FINANCIAL SERVICES GROUP, INC. (MIAMI BEACH FL)

NY

07/21/1987 - 03/10/1989

INVESTORS CENTER, INC. (HAUPPAGUE NY)

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Licenses & Designations

BC

Issued 08/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/06/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Raiche Vadnais.
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