Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Raffaele is a financial professional with over 17 years of experience in the industry. John is currently registered with MML Investors Services, LLC in Syosset, NY. John has held previous positions with NYLIFE Securities LLC, PRUCO SECURITIES, LLC., LADENBURG CAPITAL MANAGEMENT INC., VALLEY FORGE SECURITIES, INC., MASON HILL & CO., INC., and GAINES, BERLAND INC. John holds multiple industry licenses, including Series 6, 7, 26, 63, and 65, along with the SIE. John has a strong track record of providing investment advice and financial planning services to a diverse clientele, including high net worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
01/23/2023 - Present
MML Investors Services, LLC (SYOSSET NY)
NY
12/26/2017 - 09/23/2022
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
03/30/2010 - 04/21/2017
PRUCO SECURITIES, LLC. (MELVILLE NY)
NY
06/08/2001 - 10/03/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
PA
04/17/2001 - 06/18/2001
VALLEY FORGE SECURITIES, INC . (ROSEMONT PA)
NY
10/27/1998 - 03/20/2001
MASON HILL & CO., INC. (NEW YORK NY)
NY
08/23/1996 - 11/19/1998
GAINES, BERLAND INC. (BETHPAGE NY)
IA
Issued 02/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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