Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rae Sims is a financial professional registered with Northwestern Mutual Investment Services, LLC. John has been in the industry since August 2021. John holds a Series 7TO, Series 63 and SIE licenses. John is registered in Arizona, California, Louisiana, Mississippi, New York and Texas. John is affiliated with the Baton Rouge, LA branch office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
08/06/2021 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
BC
Issued 11/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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