Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Radford Compton has been in the financial industry since June 12, 1995. John is currently registered with LPL Financial LLC. John is also registered as an Investment Advisor Representative in Indiana. Previously, John has held positions with a number of firms, including INTEGRITY BROKERAGE SERVICES, INC., FINANCE 500, INC., CFD INVESTMENTS, INC., MML INVESTORS SERVICES, LLC, PRIMEVEST FINANCIAL SERVICES, INC., XCU CAPITAL CORPORATION, INC., FIDUCIAL INVESTMENT ADVISORS, INC., CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. John has also passed several securities exams, including Series 63, Series 66, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, and Series 53. John holds a number of specializations and licenses, and has experience in providing a variety of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/19/2019 - Present
LPL Financial LLC (ANDERSON IN)
IN
12/18/2015 - 08/21/2017
INTEGRITY BROKERAGE SERVICES, INC. (Indianapolis IN)
IN
10/01/2014 - 09/18/2015
FINANCE 500, INC. (INDIANAPOLIS IN)
IN
03/26/2012 - 07/02/2013
CFD INVESTMENTS, INC. (KOKOMO IN)
IN
10/30/2009 - 02/28/2012
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IN
03/03/2008 - 02/24/2009
PRIMEVEST FINANCIAL SERVICES, INC. (MUNCIE IN)
NJ
01/11/2006 - 06/05/2007
XCU CAPITAL CORPORATION, INC. (PARSIPPANY NJ)
MD
01/03/2003 - 01/06/2006
FIDUCIAL INVESTMENT ADVISORS, INC. (COLUMBIA MD)
TX
02/28/1990 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
10/10/1988 - 10/18/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/10/1988 - 10/18/1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 06/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/27/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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