Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Tyers is a financial professional with over 20 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC and has also been registered with Citizens Securities, Inc., Lombard International Distribution Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., and Harris Investor Services LLC. John is a Series 66, Series 63, Series 24, Series 8, SIE, Series 3, and Series 7 licensed professional. John specializes in providing financial advice and investment management services for individuals, businesses, and institutions. John has an extensive background in financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/11/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CT
06/21/2016 - 03/15/2019
CITIZENS SECURITIES, INC. (STAMFORD CT)
PA
11/02/2015 - 02/22/2016
LOMBARD INTERNATIONAL DISTRIBUTION COMPANY (PHILADELPHIA PA)
GA
11/20/2008 - 07/28/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
NY
07/10/2002 - 09/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/10/2002 - 09/19/2008
BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)
NJ
02/15/2001 - 04/08/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
TX
06/17/1996 - 04/06/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 01/24/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/09/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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