Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Reynolds is a financial advisor registered with UBS Financial Services Inc., a broker-dealer and investment advisor. John Reynolds has been in the financial services industry since 1998 and has been registered with UBS Financial Services Inc. since 2010. John Reynolds has a Series 6, 7, 31, and 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
05/16/2007 - Present
UBS Financial Services Inc. (NASHVILLE TN)
TN
04/02/2007 - 05/17/2007
MORGAN STANLEY & CO., INCORPORATED (NASHVILLE TN)
TN
06/29/2001 - 04/02/2007
MORGAN STANLEY DW INC. (NASHVILLE TN)
MA
09/07/2000 - 07/09/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
01/15/1986 - 01/05/1988
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 07/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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