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John R. Regina

J.p. Morgan Institutional Investments Inc.

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About John R. Regina

John R. Regina is a financial advisor with over 19 years of experience in the industry. John is currently registered with J.P. Morgan Institutional Investments Inc. and holds the Series 6, 7, 24, 63, and SIE licenses. John has previously worked with Allianz Global Investors Distributors LLC, Prudential Annuities Distributors, Inc, Orbitex Funds Distributor, Inc., and PIMCO Funds Distributors LLC. John is registered to conduct business in all 50 states.

Firm Information

John Regina is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Regina’s Registration & Firm History

IL

12/18/2023 - Present

J.p. Morgan Institutional Investments Inc. (CHICAGO IL)

NY

06/21/2013 - 10/03/2022

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

CT

05/27/2004 - 04/14/2008

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

07/24/2000 - 05/24/2004

ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)

NY

09/04/1998 - 07/12/1999

PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)

CT

12/16/1996 - 08/17/1998

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

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Licenses & Designations

BC

Issued 10/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2005

Series 24 - General Securities Principal Examination

BC

Issued 04/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/14/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John R. Regina.
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