Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Policastro is a financial advisor at J.P. Morgan Securities LLC. John has been in the financial services industry since 1998. John holds both Series 63 and 66 licenses. John has previous experience with various firms including Chase Investment Services Corp, T. Rowe Price Investment Services, Inc., and Charles Schwab & Co., Inc. John has a solid track record and focuses on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
12/03/2020 - Present
J.p. Morgan Securities LLC (COLORADO SPRINGS CO)
CO
06/28/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLORADO SPRINGS CO)
CO
07/23/2010 - 06/02/2011
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
CO
03/26/2004 - 12/18/2009
CHARLES SCHWAB & CO., INC. (COLORADO SPRINGS CO)
NJ
08/05/2002 - 01/07/2004
CIM SECURITIES, LLC (WALL TOWNSHIP NJ)
WI
04/10/2002 - 08/05/2002
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
TX
10/26/1999 - 04/07/2000
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
AZ
09/04/1998 - 12/01/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
12/13/1996 - 06/09/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/13/1996 - 06/09/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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