Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R Paulus is a financial advisor with Wells Fargo Clearing Services, LLC. John has been working in the financial industry since 2016. John's current registrations include Series 66, SIE, and Series 7. John is currently registered with FINRA as a Registered Representative and is licensed with the state of Utah. John has previously been associated with Securian Financial Services, Inc and CRI Securities, LLC. John's areas of expertise include investments, insurance, financial planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/29/2021 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
PA
01/01/2016 - 08/30/2021
SECURIAN FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
PA
01/01/2016 - 12/31/2016
CRI SECURITIES, LLC (PHILADELPHIA PA)
BOTH
Issued 03/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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