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John R Nix

Little River Capital, LLC

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About John R Nix

John R. Nix is a financial professional with over a decade of experience in the industry. John has a proven track record of success in providing investment advice and guidance to clients. John currently holds a Series 7, Series 24, and Series 66 license, and is a registered representative with Little River Capital, LLC. Prior to joining Little River Capital, LLC, John has held positions at several other firms, including Sterne Agee Financial Services, Inc., BBVA Securities Inc., and BBVA Compass Investment Solutions, Inc. John has a strong commitment to providing personalized service and working with clients to achieve their financial goals.

Firm Information

John Nix is currently registered with Little River Capital, LLC. Little River Capital, LLC is a Limited Liability Company formed in November 2001. The firm is registered in eight states: Alabama, California, Illinois, Missouri, New York, North Carolina, Ohio, and Virginia. It also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Nix’s Registration & Firm History

AL

08/29/2017 - Present

Little River Capital, LLC (Indian Springs AL)

AL

06/12/2013 - 09/28/2015

STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)

AL

05/16/2013 - 06/07/2013

BBVA SECURITIES INC. (BIRMINGHAM AL)

AL

03/17/2011 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)

TN

08/24/2010 - 02/22/2011

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

TN

03/18/2010 - 04/29/2010

CARTY & COMPANY, INC. (MEMPHIS TN)

AL

03/20/2009 - 10/08/2009

MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 04/24/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John R Nix.
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