Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Martin is a financial advisor with over 20 years of experience in the industry. John is currently registered with DAI Wealth, LLC in Austin, Texas, and has previously worked with several other firms including FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., and Investment Centers of America, Inc.. John is a Certified Financial Planner™ professional and holds the Series 7, Series 24, and Series 63 licenses. John specializes in working with individuals, families, and small businesses. John is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
TX
10/10/2022 - Present
DAI Wealth, LLC (Austin TX)
GA
12/04/2017 - 10/26/2022
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/04/2017 - 10/26/2022
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/04/2017 - 10/26/2022
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
12/04/2017 - 10/26/2022
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
WI
01/09/2017 - 11/10/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
01/09/2017 - 11/10/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
01/09/2017 - 11/10/2017
NATIONAL PLANNING CORPORATION (El Segundo CA)
WI
01/09/2017 - 11/10/2017
SII INVESTMENTS, INC. (APPLETON WI)
KS
10/20/2009 - 06/01/2016
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
10/20/2009 - 06/01/2016
WADDELL & REED (OVERLAND PARK KS)
CO
05/22/2006 - 03/17/2009
U.S. BANCORP INVESTMENTS, INC. (ENGLEWOOD CO)
IL
02/14/2005 - 05/18/2006
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
04/16/2001 - 02/26/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
06/26/2000 - 03/09/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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