Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Huber is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has over 17 years of experience in the financial services industry. John holds a Series 7, Series 31, Series 63, and Series 65 licenses. John is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. John is also registered with FINRA. John's specializations include portfolio management, financial planning, and investment advisory services. John has worked with a variety of clients, including individuals, businesses, pension and profit-sharing plans, insurance companies, charitable organizations, state and municipal government entities, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NJ
03/28/2017 - 10/14/2022
CITI PRIVATE ADVISORY, LLC (Short Hills NJ)
NJ
05/08/2007 - 10/14/2022
CITIGROUP GLOBAL MARKETS INC. (SHORT HILLS NJ)
NY
02/12/2007 - 04/24/2007
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
04/03/2006 - 01/09/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
02/18/2005 - 05/19/2005
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
IA
Issued 05/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 12/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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