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John R Fox

Mesirow Financial, Inc.

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About John R Fox

John Fox is a financial professional with over two years of experience in the financial services industry. John is registered in Illinois and has a Series 7, 63 and SIE licenses. John is currently employed by Mesirow Financial, Inc., a firm with offices in Chicago. Prior to that, John worked at Morgan Stanley and E*TRADE Securities LLC.

Firm Information

John Fox is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Fox’s Registration & Firm History

IL

05/21/2024 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

01/26/2023 - 05/16/2024

MORGAN STANLEY (Chicago IL)

IL

06/07/2022 - 09/05/2023

E*TRADE SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/27/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John R Fox.
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