Unclaimed
John Fox is a financial professional with over two years of experience in the financial services industry. John is registered in Illinois and has a Series 7, 63 and SIE licenses. John is currently employed by Mesirow Financial, Inc., a firm with offices in Chicago. Prior to that, John worked at Morgan Stanley and E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/21/2024 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
01/26/2023 - 05/16/2024
MORGAN STANLEY (Chicago IL)
IL
06/07/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
BC
Issued 07/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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