Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn R. Duffy is a financial advisor with over 30 years of experience in the industry. John is currently registered with Summit Financial, LLC. John previously worked at Summit Equities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, New England Securities, GHA, L.L.C., Raymond James & Associates, Inc., Abelow Ihasz & Co., Thomson McKinnon Securities Inc., L. F. Rothschild, Unterberg, Towbin, and David J. Greene and Company. John has a Series 63, 65, 7, 15, 24, 4, and 5 licenses. John has experience providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
12/21/2018 - Present
Summit Financial, LLC (PARSIPPANY NJ)
NJ
02/24/2015 - 10/29/2018
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NJ
03/12/2014 - 02/09/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
11/13/2006 - 10/01/2013
NEW ENGLAND SECURITIES (WALL TOWNSHIP NJ)
NY
10/02/2003 - 10/12/2006
GHA, L.L.C. (NEW YORK NY)
FL
07/14/1992 - 09/06/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
11/10/1983 - 05/07/1991
ABELOW IHASZ & CO.
NA
09/23/1981 - 11/02/1983
THOMSON MCKINNON SECURITIES INC.
NA
11/21/1979 - 06/22/1981
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
11/27/1978 - 11/05/1979
DAVID J. GREENE AND COMPANY
IA
Issued 09/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/24/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2017
Series 57 - Securities Trader Exam
BC
Issued 12/07/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 11/18/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
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