Unclaimed
John R. Coffin is an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC, with an active registration in Indiana. John Coffin is registered in 26 states. John Coffin also holds Series 6, 7, 63, and 65 licenses and is qualified to provide investment advice. John Coffin has been in the financial services industry since May 16, 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
08/12/2010 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
IA
Issued 08/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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