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John Quentin Limmex

Principal Securities, Inc.

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About John Quentin Limmex

John Quentin Limmex is a financial advisor with Principal Securities, Inc. John has been in the financial services industry since January 15, 1989. John is registered in Iowa, Arizona, Colorado, Kansas, Minnesota, Missouri, Nebraska, Texas, and Wisconsin. John holds the following securities licenses: Series 6, Series 7, Series 63, and Series 65. John's primary office location is in West Des Moines, Iowa. John is also a Board Member of Heartland Assembly of God Church and Restored By Grace Ministries. John provides financial planning, portfolio management for individuals and pension consulting services to individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. John has over 30 years of experience in the financial services industry.

Firm Information

John Limmex is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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John Limmex’s Registration & Firm History

IA

06/18/2021 - Present

Principal Securities, Inc. (West Des Moines IA)

IA

12/12/1988 - 12/31/2002

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 03/28/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2016

Series 7 - General Securities Representative Examination

BC

Issued 12/09/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Quentin Limmex. Review regulatory record here.
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