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John Pucci

Clear Street LLC

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About John Pucci

John Pucci is a securities professional with over 18 years of experience in the financial services industry. He currently holds a position at Clear Street LLC, a brokerage firm headquartered in New York, NY. Prior to joining Clear Street LLC, John worked for Virtu Americas LLC and Knight Capital Markets LLC. John holds several industry certifications, including Series 7, 24, 27, 55, 57, 99, and 63. John is also registered in New York.

Firm Information

John Pucci is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Pucci’s Registration & Firm History

NY

01/07/2019 - Present

Clear Street LLC (NEW YORK NY)

NY

07/22/2009 - 11/17/2017

VIRTU AMERICAS LLC (New York NY)

NJ

06/10/2004 - 11/08/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

08/24/2006 - 12/31/2010

KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2015

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/28/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/17/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Pucci.
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