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John Proctor Duda

Nylife Securities LLC

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About John Proctor Duda

John Proctor Duda is a financial advisor with over 30 years of experience in the industry. John is currently registered with Nylife Securities LLC and holds Series 6, 7, and 63 licenses as well as the SIE exam. John has been active in the industry since July 1991. John is registered in 7 states including California, District of Columbia, Florida, Georgia, Illinois, Michigan, and North Carolina.

Firm Information

John Duda is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Duda’s Registration & Firm History

FL

07/03/1991 - Present

Nylife Securities LLC (FORT LAUDERDALE FL)

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Licenses & Designations

BC

Issued 06/15/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/01/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Proctor Duda.
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