Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Porter is an active financial advisor with over 30 years of experience in the industry. John currently works at Merrill Lynch, Pierce, Fenner & Smith Incorporated where they hold Series 6, 7, 9, 10, 63 and 66 licenses. John has worked in the past for firms such as Bank of America, Ameriprise Financial Services, Inc. and McDonald Investments Inc. John holds both Broker-Dealer and Investment Advisor licenses. John has specialized in the areas of insurance companies, charitable organizations, high net worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NY
05/10/2019 - 07/12/2019
BOFA SECURITIES, INC. (NEW YORK NY)
OR
08/30/2012 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKE OSWEGO OR)
WA
12/21/2011 - 07/25/2012
AMERIPRISE FINANCIAL SERVICES, INC. (VANCOUVER WA)
OH
02/02/2001 - 04/15/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NA
08/29/1989 - 06/26/1990
JOHN HANCOCK DISTRIBUTORS, INC.
NA
08/29/1989 - 06/26/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BOTH
Issued 1/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/5/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/9/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 8/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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