Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Plowman is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. John is a Series 7 and Series 66 licensed financial advisor with experience in securities, investments, and insurance. John has worked in the financial industry since 2018, providing financial advice for various types of clients including individuals, corporations, high net worth individuals, insurance companies, charitable organizations, and pension and profit sharing plans. John can provide services including performance measurement reports, allocation modeling, investment policy statements, research reports and services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALPHARETTA GA)
NC
09/08/2021 - 02/23/2023
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
03/25/2020 - 07/08/2021
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
NC
06/27/2018 - 10/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
NC
01/18/2018 - 05/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
BOTH
Issued 05/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Plowman is the right advisor for you? Invested Better is here to help.
