Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pieski Harris is a registered representative with Marwood Group, a firm based in New York, NY. John has over 20 years of experience in the financial services industry. John has a strong track record of success in the investment banking sector. John is committed to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Finder services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
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2
NY
04/01/2009 - Present
Marwood Group (NEW YORK NY)
NY
02/23/1999 - 04/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/04/1998 - 03/17/1999
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
12/03/1996 - 12/04/1998
PATRICOF SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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