Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pierre Lupori is a financial advisor who has been working in the industry since 1999. John is currently registered with Schwab Wealth Advisory, Inc. and has previously worked for GLOBENET SECURITIES, INC., CHARLES SCHWAB & CO., INC., and CHATFIELD DEAN & CO., INC. John is licensed to offer advisory services in multiple states, including Florida, Texas, and several others. John holds a variety of industry certifications, including Series 63, 66, 7, 10, and 9. John specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
10/04/2024 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
IL
02/08/2000 - 07/03/2002
GLOBENET SECURITIES, INC. (CHICAGO IL)
TX
12/03/1993 - 01/14/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
07/26/1993 - 10/20/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 01/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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