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John Pickens Taylor

THE Leaders Group, Inc.

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About John Pickens Taylor

John Taylor is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. John has been in the financial industry since 1996 and has a strong background in securities and investment products. John holds the Series 6, 7, and 63 licenses, and the SIE exam. John's prior experience includes positions at Wells Fargo Clearing Services, LLC and Wachovia Securities, LLC. John is registered to provide financial advice in South Carolina.

Firm Information

John Taylor is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Taylor’s Registration & Firm History

CO

10/08/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

SC

01/03/2011 - 10/16/2019

WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)

SC

04/17/2006 - 12/31/2010

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (GREENVILLE SC)

MO

06/15/2002 - 04/03/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/14/2000 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NC

10/12/1998 - 02/14/2000

WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)

MA

08/08/1996 - 09/18/1998

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 05/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2000

Series 7 - General Securities Representative Examination

BC

Issued 08/07/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Pickens Taylor. Review regulatory record here.
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