Unclaimed
John Taylor is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. John has been in the financial industry since 1996 and has a strong background in securities and investment products. John holds the Series 6, 7, and 63 licenses, and the SIE exam. John's prior experience includes positions at Wells Fargo Clearing Services, LLC and Wachovia Securities, LLC. John is registered to provide financial advice in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/08/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
SC
01/03/2011 - 10/16/2019
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)
SC
04/17/2006 - 12/31/2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (GREENVILLE SC)
MO
06/15/2002 - 04/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
10/12/1998 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MA
08/08/1996 - 09/18/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 05/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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