Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John phillips? Claim Your ProfileJohn phillips Johnston is a financial advisor with Capital ONE Securities, Inc. based in NEW ORLEANS, LA. John has been in the industry since 2005 and joined Capital ONE Securities, Inc. in September 2013. John holds the Series 7, Series 63, and Series 87 licenses. John is registered in Louisiana. John has previous experience with J.P. MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
09/19/2013 - Present
Capital ONE Securities, Inc. (NEW ORLEANS LA)
NY
05/01/2001 - 07/14/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/05/1997 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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