Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Phillips is a financial professional with over 40 years of experience in the financial services industry. John is currently registered with MML Investors Services, LLC in Tennessee. John holds Series 6, 7, 63 and SIE securities licenses and is a Chartered Financial Consultant. John has also been registered with MSI FINANCIAL SERVICES, INC. and NEW ENGLAND SECURITIES in the past. John is experienced in providing financial advice and services to individuals, corporations, and other entities. John also has experience in insurance brokerage, life settlements, and viaticals. John is committed to providing personalized financial guidance and services to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TN
03/25/2017 - Present
MML Investors Services, LLC (MEMPHIS TN)
TN
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Memphis TN)
TN
02/25/1982 - 01/02/2015
NEW ENGLAND SECURITIES (MEMPHIS TN)
BC
Issued 12/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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