Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Phillip Spivey is an investment advisor representative at Fidelity Personal and Workplace Advisors. John has been in the securities industry since February 10, 1997. John is licensed to sell securities in multiple states and is registered as an investment advisor representative in North Carolina and Texas. John's current registrations allow John to provide investment advice to both individuals and businesses. Fidelity Personal and Workplace Advisors is a large firm with over $1 trillion in assets under management. The firm offers a wide range of investment services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (RALEIGH NC)
TX
10/24/1996 - 07/16/1997
D. E. WINE INVESTMENTS INC. (SPRING TX)
BOTH
Issued 06/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure John Spivey is the right advisor for you? Invested Better is here to help.
