Unclaimed
John Phillip Routten is an investment advisor representative with Centaurus Financial, Inc. John has been in the securities industry since February 1976. John is registered with the state of Florida, Texas, and Virginia. John has experience with a range of clients, including individuals, corporations, and other businesses. John is able to provide advisory services that include financial planning, portfolio management, and education. John's current employer Centaurus Financial, Inc. has offices in both Anaheim, California, and Williamsburg, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
05/30/2003 - Present
Centaurus Financial, Inc. (WILLIAMSBURG VA)
NY
10/20/1980 - 06/25/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/11/1976 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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