Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Phillip Maroulis is a financial advisor currently registered with Nylife Securities LLC, based in Stockton, CA. John holds a Series 6 and Series 63 license and the SIE exam. John began his career in the financial services industry in 1998, working for BANC of America Investment Services, INC. in Sacramento, CA, before joining Nylife Securities LLC in 2009. John is licensed in California and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/23/2009 - Present
Nylife Securities LLC (STOCKTON CA)
CA
12/16/1998 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SACRAMENTO CA)
BC
Issued 12/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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