Unclaimed
John Philip Zinn is a financial advisor with Commonwealth Financial Network. John has been in the financial services industry since 1994. John is a registered representative and investment advisor representative in Maine, Arizona, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New York, North Carolina, Rhode Island, South Carolina, Texas, Vermont, Virginia, Washington and Wisconsin. John is also a registered principal with Commonwealth Financial Network. John holds the following licenses and certifications: Series 7, Series 31, Series 63, and Series 65. John is a financial advisor with Commonwealth Financial Network who works with a variety of clients, including individuals, families, businesses, and retirement plans. John provides financial planning, investment management, and insurance services to his clients. John is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
09/28/2018 - Present
Commonwealth Financial Network (Portland ME)
ME
04/20/2007 - 10/01/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND ME)
ME
08/17/2001 - 04/30/2007
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
MD
06/06/1994 - 09/04/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 07/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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