Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Philip Williams has been in the financial services industry since December 1993. John is a registered representative of Osaic Wealth, Inc., and is licensed in Florida, North Carolina, Texas and Washington. John specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors. John's previous employment includes positions at Securities America, Inc., LifeMark Securities Corp. and Washington Square Securities, Inc. John is a Registered Principal and has passed the Series 7, Series 6, Series 24, Series 63, and Series 66 examinations. John is also a board member of the NC Beta Memorial Scholarship Endowment, a volunteer at Wedding Methodist Church, and the owner of John Williams & Associates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (CHARLOTTE NC)
NC
11/21/2000 - 06/14/2024
SECURITIES AMERICA, INC. (CHARLOTTE NC)
NY
07/02/1997 - 11/20/2000
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
CT
12/22/1993 - 07/01/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 07/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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