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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Philip Von buren is a financial advisor with Fidelity Personal And Workplace Advisors. John is based in Los Angeles, CA and has been in the financial services industry since 2007. John has passed the Series 7, Series 31, Series 66 and SIE exams and is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Fidelity Personal And Workplace Advisors provides financial advice to individuals, businesses, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/25/2024 - Present
Fidelity Personal AND Workplace Advisors (LOS ANGELES CA)
CA
10/11/2023 - 01/11/2024
PRUCO SECURITIES, LLC. (EL SEGUNDO CA)
CA
10/20/2022 - 02/28/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Los Angeles CA)
CA
03/25/2008 - 09/03/2008
WACHOVIA SECURITIES, LLC (BEVERLY HILLS CA)
CA
12/03/2007 - 02/01/2008
EDWARD JONES (LOS ANGELES CA)
CA
06/04/2007 - 12/05/2007
MORGAN STANLEY & CO., INCORPORATED (SANTA MONICA CA)
BOTH
Issued 11/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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