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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rohan is a financial advisor registered with Wells Fargo Clearing Services, LLC in Walnut Creek, CA. John is a CERTIFIED FINANCIAL PLANNER™ professional with over 38 years of experience in the financial services industry. John has a strong track record of providing personalized financial advice to individuals, families, and businesses. John holds licenses in multiple states and has extensive experience in a wide range of financial services, including investment management, financial planning, and retirement planning. John is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/09/2012 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
05/23/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WALNUT CREEK CA)
NA
04/24/1985 - 06/12/1986
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 06/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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