Unclaimed
John Philip Nolan is a financial professional with over 35 years of experience in the industry. John is currently registered with Jonestrading and has been with the firm since September 2021. John has previously held positions at BGC Financial, L.P., Liberty Associates, Inc., ACS Execution Services, LLC, Weeden & Co. L.P., Moseley, Hallgarten, Estabrook & Weeden, Inc., and Bear, Stearns & Co. John holds licenses for Series 7, Series 57TO, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/13/2021 - Present
Jonestrading (Stamford CT)
NY
08/06/2019 - 07/02/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
02/04/2019 - 07/31/2019
LIBERTY ASSOCIATES, INC. (NEW YORK NY)
NJ
07/18/2017 - 01/14/2019
ACS EXECUTION SERVICES, LLC (Red Bank NJ)
CT
02/04/1986 - 01/12/2016
WEEDEN & CO.L.P. (GREENWICH CT)
NA
02/29/1984 - 01/01/1986
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
10/19/1983 - 01/25/1984
BEAR, STEARNS & CO.
BC
Issued 04/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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